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Financial Reporting Act 2013

External Reporting Board, standards, and provisions that apply to other enactments - Standard provisions relating to auditor qualifications and access to information - Auditor qualifications

36N: Register of approved persons

You could also call this:

"List of people allowed to do certain jobs with finance and business"

Illustration for Financial Reporting Act 2013

The Registrar has to keep a record of all the people they have approved under section 36(1)(c) or (d). This record is so you can check if someone is approved and get more information about their approval. The record is for people who are approved under section 36(1).

The Registrar can keep the record in a computer system or in any other way they think is suitable. The record must have certain information about each approved person.

The information includes the person's full name, the town or city where their main workplace is, any conditions on their approval, and any other required information.

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This page was last updated on

View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM6521226.

Topics:
Money and consumer rights > Banking and loansBusiness > Industry rules
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Part 2External Reporting Board, standards, and provisions that apply to other enactments
Standard provisions relating to auditor qualifications and access to information: Auditor qualifications

36NRegister of approved persons

  1. The Registrar must keep a register of all persons that the Registrar has approved for the purposes of section 36(1)(c) or (d).

  2. The purpose of the register is to enable any person to determine whether a person is approved for the purposes of section 36(1) and, if so, to obtain relevant information relating to the approval.

  3. The register may—

  4. be an electronic register; or
    1. be kept in any other manner that the Registrar thinks fit.

      1. The register must contain the following information about each approved person:

      2. the full name of the person:
        1. the town or city in which the person's principal place of business is located:
          1. the conditions or limitations on the approval (if any):
            1. any other prescribed information.

              Notes
              • Section 36N: inserted, on , by section 8 of the Financial Reporting Amendment Act 2014 (2014 No 64).