Part 2
Registration
Registration of financial service provider
13Qualifications for registration as financial service provider
A person is qualified to be registered as a financial service provider if—
- the person is not disqualified under section 14; and
-
- if a licensing enactment requires the person to be a licensed provider, the person is, or will be (on and from commencing to be in the relevant business), a licensed provider.
However, subsection (3) applies to a person to whom section 131B of the Credit Contracts and Consumer Finance Act 2003 applies (which relates to when a person needs to be certified).
The person is not qualified to be registered as a financial service provider for the service of being a creditor under a credit contract or a mobile trader unless the person is certified under Part 5A of that Act.
Notes
- Section 13(1)(b): repealed, on , by section 12 of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2014 (2014 No 34).
- Section 13(1)(c): replaced, on , by section 13 of the Financial Service Providers (Registration and Dispute Resolution) Amendment Act 2010 (2010 No 41).
- Section 13(2): inserted, on , by section 62 of the Credit Contracts Legislation Amendment Act 2019 (2019 No 81).
- Section 13(3): inserted, on , by section 62 of the Credit Contracts Legislation Amendment Act 2019 (2019 No 81).