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Financial Markets Conduct Act 2013

Governance of financial products - Registers and keeping copies of documents - Registers

216: Manner of keeping registers

You could also call this:

"How to keep important company records in New Zealand"

Illustration for Financial Markets Conduct Act 2013

When you keep a register under this law, it must be kept in New Zealand. You can keep the register in a few different ways, such as making it an electronic register. You can also keep it in any other reasonable way that you think is suitable.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091240.

Topics:
Business > Industry rules
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215: Issuers must keep registers of regulated products, or

"Companies that sell special financial products must keep a list of what they sell."

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Part 4Governance of financial products
Registers and keeping copies of documents: Registers

216Manner of keeping registers

  1. A register kept under this subpart must be kept in New Zealand.

  2. A register kept under this subpart may—

  3. be an electronic register; or
    1. be kept in any other reasonable manner that the issuer thinks fit.