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Financial Markets Conduct Act 2013

Disclosure of offers of financial products - Procedure for making regulated offers - Content and presentation of product disclosure statements and register entries

58: Register entry not required in prescribed circumstances

You could also call this:

"Some offers don't need to be listed on the register in certain situations."

Illustration for Financial Markets Conduct Act 2013

You do not need to make a register entry for a regulated offer in certain situations. These situations are called prescribed circumstances. A register entry is not required for a regulated offer when these circumstances happen.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4702189.

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57: Disclosure of material information and content of PDS and register entry, or

"Telling people important information when selling financial products"

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59: Meaning of material information in this Part, or

"What 'material information' means when buying financial products"

Part 3Disclosure of offers of financial products
Procedure for making regulated offers: Content and presentation of product disclosure statements and register entries

58Register entry not required in prescribed circumstances

  1. A register entry for a regulated offer is not required in the prescribed circumstances.