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Financial Markets Conduct Act 2013

Dealing in financial products on markets - Disclosure of relevant interests in quoted financial products by directors and senior managers of listed issuers

305: Public inspection of interests register

You could also call this:

"Checking the list of people with a stake in a company is allowed"

Illustration for Financial Markets Conduct Act 2013

You can inspect an interests register if you want to. To do this, you must serve a written notice to the listed issuer saying you want to inspect the register. The register must be available for you to inspect at the place where it is kept, between 9 am and 5 pm on working days.

The register must also be available for inspection in a certain way, if that way is prescribed. You can inspect the register during the inspection period. The listed issuer must make the register available for you to inspect.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091450.

Topics:
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304: Listed issuer must keep interests register, or

"Listed companies must keep a record of people's interests in New Zealand."

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306: Copies of documents, or

"Get a copy of important documents, like the interests register, by asking in writing and paying a fee."

Part 5Dealing in financial products on markets
Disclosure of relevant interests in quoted financial products by directors and senior managers of listed issuers

305Public inspection of interests register

  1. An interests register must—

  2. be available for inspection, by a person who serves on the listed issuer a written notice of an intention to inspect, at the place at which the register is kept between the hours of 9 am and 5 pm on each working day during the inspection period; and
    1. otherwise be available for inspection in the prescribed manner (if any).