Financial Markets Conduct Act 2013

Disclosure of offers of financial products - Procedure for making regulated offers - Other provisions relating to lodging of PDS and other documents

63: Supply of prescribed information

You could also call this:

"Telling the Registrar important extra information when lodging documents"

When you lodge a document called a PDS, you must give the Registrar some extra information. This information can include a copy of someone's consent to lodging the document. You have to do this when you lodge the PDS or other document.

If you do not give the Registrar this information, you can get in trouble. You might have to pay a fine of up to $50,000. This is because not giving the information is against the law.

The law says this is a type of offence called an infringement offence, see subpart 5 of Part 8. You can look at subpart 5 of Part 8 to learn more about this type of offence. This will help you understand what happens if you do not follow the rules.

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This page was last updated on 15 July 2025

View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091011.

Topics:

Money and consumer rights > Banking and loansBusiness > Industry rulesBusiness > Fair trading

62: PDS must comply with prescribed requirements relating to form and presentation, or

"A Product Disclosure Statement must follow the rules about what it looks like and what's in it."

64: Registrar must notify FMA of lodgement of PDS, or

"Registrar must tell the Financial Markets Authority when a company's investment information is lodged"

Part 3Disclosure of offers of financial products
Procedure for making regulated offers: Other provisions relating to lodging of PDS and other documents

63Supply of prescribed information

An issuer that lodges a PDS or other document under this Part must supply the prescribed information to the Registrar when the PDS or document is lodged.
Information referred to in subsection (1) may include, for example, a copy of the consent of a prescribed person to the lodgement.
An issuer that contravenes this section commits an offence and is liable on conviction to a fine not exceeding $50,000.
The offence in this section is an infringement offence (see subpart 5 of Part 8).