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Financial Markets Conduct Act 2013

Governance of financial products - Registers and keeping copies of documents - Registers

222: Manner of inspection

You could also call this:

"How to look at a company's records"

Illustration for Financial Markets Conduct Act 2013

When you want to look at a register, it must be available for you to inspect. You need to give the issuer written notice that you want to inspect the register. The register must be available at the place where it is kept, between 9 am and 5 pm on working days.

The register must also be available for you to inspect in a certain way, if that way is prescribed. You can find more information about this in section 221. The rules for inspecting the register are set out for you to follow.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091247.

Topics:
Money and consumer rights > Banking and loansBusiness > Industry rulesBusiness > Fair trading
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221: Public inspection of register, or

"People can look at your business records if they need to, but only in certain situations."

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223: Copies of documents, or

"Getting a copy of a document you are allowed to see"

Part 4Governance of financial products
Registers and keeping copies of documents: Registers

222Manner of inspection

  1. For the purposes of section 221, a register kept under this subpart must—

  2. be available for inspection, by a person who serves on the issuer written notice of intention to inspect, at the place at which the register is kept between the hours of 9 am and 5 pm on each working day during the inspection period; and
    1. otherwise be available for inspection in the prescribed manner (if any).

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