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Financial Markets Conduct Act 2013

Disclosure of offers of financial products - Advertising

93: Documents to which subpart does not apply

You could also call this:

"Documents that don't need to follow these rules"

Illustration for Financial Markets Conduct Act 2013

This part of the law does not apply to certain documents. You do not have to follow these rules for documents that are about a company's financial products and only include statements or reports made to a market operator. You also do not have to follow these rules for documents that are about statements or reports made for a meeting of the company's product holders. This part of the law does not apply to information that the law says must be provided, such as a company's annual report.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4702194.

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Money and consumer rights > Banking and loansBusiness > Industry rulesBusiness > Fair trading
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"Advertising rules after a financial product's information is lodged"

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Part 3Disclosure of offers of financial products
Advertising

93Documents to which subpart does not apply

  1. Nothing in this subpart applies to the distribution of any of the following:

  2. a document that relates to the financial products of a listed issuer and consists solely of—
    1. a statement or report relating to the affairs of the issuer made to the relevant licensed market operator, by or on behalf of the issuer, for the purposes of compliance with any market rules; or
      1. a report of a statement or report referred to in subparagraph (i):
      2. a document that consists solely of—
        1. a statement or report made to or for the purposes of a meeting of the issuer's product holders or any class of those product holders; or
          1. a report of the proceedings of such a meeting:
          2. information that consists solely of information that is required by law to be provided or made available (for example, an annual report of a company) whether directly or as a condition of carrying out any activity or as a condition of an exemption from any enactment.