If you are a manager of a registered scheme, you must prepare reports at certain times or when certain events happen. You have to give these reports to the supervisor, or if there is no supervisor, to the FMA. The reports must contain the information that the regulations say is required, and you must provide them in the way the regulations prescribe.

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This page was last updated on 15 July 2025

View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091140.

Topics:

Money and consumer rights > Banking and loansBusiness > Industry rules

146: Contracting out of management functions, or

"When you can give your management jobs to other people to do for you"

148: Duty of manager to provide requested information and reports to supervisor, or

"Managers must give supervisors the information they ask for to help them do their job."

Part 4Governance of financial products
Governance of managed investment products: Role of manager

147Duty of manager to provide reports to supervisor or FMA

The manager of a registered scheme must, at the prescribed times or on the occurrence of the prescribed events and otherwise in the prescribed manner, prepare and provide to the supervisor (or, if there is no supervisor, the FMA) reports that contain the information that is required to be provided by the regulations.

Notes

Section 147: amended, on 9 August 2017, by section 55 of the Regulatory Systems (Commercial Matters) Amendment Act 2017 (2017 No 12).