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Financial Markets Conduct Act 2013

Enforcement, liability, and appeals - Appeals

532A: Appeals against decisions of disciplinary committee

You could also call this:

"Challenging a disciplinary committee's decision: how to appeal"

Illustration for Financial Markets Conduct Act 2013

If you do not agree with a decision made by the disciplinary committee, you can appeal to the District Court. You can appeal against any action the committee takes against you, as stated in clause 46 of Schedule 5. The District Court's decision on your appeal is final, unless stated otherwise in section 532C.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=LMS465847.

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Part 8Enforcement, liability, and appeals
Appeals

532AAppeals against decisions of disciplinary committee

  1. A person may appeal to the District Court against a decision of the disciplinary committee to take any action referred to in clause 46 of Schedule 5 against the person.

  2. The decision of the District Court on an appeal under this section is final, except as provided in section 532C.

Notes
  • Section 532A: inserted, on , by section 46 of the Financial Services Legislation Amendment Act 2019 (2019 No 8).