When you make a regulated offer of debt securities, you must follow the rules in subpart 1 of Part 4. This is so you can meet the requirements for offering debt securities. You will find these rules in the same act.

When you make a regulated offer of managed investment products, you must follow the rules in subpart 2 of Part 4. This is so you can meet the requirements for offering managed investment products. You will find these rules in the same act.

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This page was last updated on 15 July 2025

View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4090974.

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41: Meaning of regulated offer and of regulated product, or

"What are regulated offers and products in finance?"

43: Options over financial products, or

"Buying a choice to buy a financial product, like a special ticket to buy something later"

Part 3Disclosure of offers of financial products
Application

42Regulated offers that need to meet additional governance requirements

A regulated offer of debt securities must meet requirements under subpart 1 of Part 4.
A regulated offer of managed investment products must meet requirements under subpart 2 of Part 4.