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Financial Markets Conduct Act 2013

Disclosure of offers of financial products - Application

39: Issue offers that need disclosure

You could also call this:

"Telling investors about financial products you are selling"

When you offer financial products to investors, you usually need to give them some information. This is called disclosure. You have to do this unless the offer is exempt under Part 1 of Schedule 1. If you want to know more about these exemptions, you can look at the rules in Part 1 of Schedule 1.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4090969.

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38: Civil liability for certain contraventions of this Part, or

"Breaking certain finance rules might mean you have to pay money to someone else"

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40: Sale offers that need disclosure, or

"Telling investors about financial product sales when the law says you must"

Part 3Disclosure of offers of financial products
Application

39Issue offers that need disclosure

  1. An offer of financial products for issue requires disclosure to an investor under this Part unless an exclusion under Part 1 of Schedule 1 applies.