Plain language law

New Zealand law explained for everyone

Financial Markets Conduct Act 2013

Dealing in financial products on markets - Disclosure of relevant interests in quoted financial products by directors and senior managers of listed issuers

306: Copies of documents

You could also call this:

"Get a copy of important documents, like the interests register, by asking in writing and paying a fee."

Illustration for Financial Markets Conduct Act 2013

You can ask for a copy of a document called an interests register. You need to ask for it in writing and you will get it within 5 working days. You also need to pay a fee that has been set.

You will get the copy or a part of the document, called an extract, after you have paid the fee and made your request. This is how you can get the information you need from the interests register. The copy or extract will be sent to you.

This text is automatically generated. It might be out of date or be missing some parts. Find out more about how we do this.

This page was last updated on

View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091451.

Topics:
Money and consumer rights > Banking and loansBusiness > Industry rules
Previous

305: Public inspection of interests register, or

"Checking the list of people with a stake in a company is allowed"

Next

307: Offences relating to interests register, or

"Breaking rules about sharing information on company ownership can lead to a big fine."

Part 5Dealing in financial products on markets
Disclosure of relevant interests in quoted financial products by directors and senior managers of listed issuers

306Copies of documents

  1. A person may require a copy of, or an extract from, an interests register to be sent to the person—

  2. within 5 working days after the person has made a request in writing for the copy or extract; and
    1. if the person has paid a prescribed fee.