Financial Markets Conduct Act 2013

Governance of financial products - Governance of debt securities - Role of supervisor

114: Duty of issuer to provide reports to supervisor

You could also call this:

"Companies must send regular reports to the supervisor when they borrow money from investors."

Illustration for Financial Markets Conduct Act 2013

If you issue debt securities, you must give reports to the supervisor at certain times or when certain events happen. You have to prepare these reports in a specific way and include the information that the regulations say you must provide. You can find more information about what you need to do by looking at the regulations and the linked legislation.

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View the original legislation for this page at https://legislation.govt.nz/act/public/1986/0120/latest/link.aspx?id=DLM4091093.


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113: Duty of supervisor to comply with professional standard of care, or

"Supervisors of debt securities must be careful and do their job with skill and diligence."


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115: Duty of issuer to provide requested information and reports to supervisor, or

"Companies must give supervisors the information and reports they ask for to help them do their job."

Part 4Governance of financial products
Governance of debt securities: Role of supervisor

114Duty of issuer to provide reports to supervisor

  1. The issuer of a debt security must, at the prescribed times or on the occurrence of the prescribed events and otherwise in the prescribed manner, prepare and provide to the supervisor reports that contain the information that is required to be provided by the regulations.

Compare
  • SR 2009/230 Schedule 15 cl 4