Part 6Enforcement and other matters
Enforcement: Penalties
257Liability of principal for acts of agents
Subsection (2) applies if an offence is committed against this Act by a person (person A) acting as the agent or employee of another (person B).
Person B is liable for the offence as if person B had personally committed it, if it is proved that person B—
- authorised or consented to the act constituting the offence; or
- knew the offence was, or was to be, committed and failed to take all reasonable steps to prevent or stop it.
Subsection (2) does not prejudice the liability of person A.
If proceedings are brought against person B under subsection (2), person B has a good defence if—
- person B proves,—
- in the case of a natural person (including a partner in a firm),—
- that person B did not know, and could not reasonably be expected to have known, that the offence was to be or was being committed; or
- that person B took all reasonable steps to prevent the commission of the offence; or
- that person B did not know, and could not reasonably be expected to have known, that the offence was to be or was being committed; or
- in the case of a person other than a natural person,—
- that neither the directors (if any) nor any person involved in the management of person B knew, or could reasonably be expected to have known, that the offence was to be or was being committed; or
- that person B took all reasonable steps to prevent the commission of the offence; and
- that neither the directors (if any) nor any person involved in the management of person B knew, or could reasonably be expected to have known, that the offence was to be or was being committed; or
- in the case of a natural person (including a partner in a firm),—
- person B proves that they took all reasonable steps to remedy any effects of the act or omission giving rise to the offence.
If a person other than a natural person is convicted of an offence against this Act, a director of the defendant (if any), or a person involved in the management of the defendant, is guilty of the same offence if it is proved—
- that the act or omission that constituted the offence took place with the person’s authority, permission, or consent; and
- that the person knew, or could reasonably be expected to have known, that the offence was to be or was being committed and failed to take all reasonable steps to prevent or stop it.



