THE STATES PARTIES TO THIS CONVENTION,
HAVING RECOGNIZED the desirability of determining by agreement
certain uniform rules relating to the limitation of liability for
maritime claims,
HAVE DECIDED to conclude a Convention for this purpose and have
thereto agreed as follows:
Chapter IThe Right of Limitation
Article 1Persons entitled to limit liability
Shipowners and salvors, as hereinafter defined, may limit
their liability in accordance with the rules of this
Convention for claims set out in Article 2.
The term shipowner
shall
mean the owner, charterer, manager and operator of a
seagoing ship.
Salvor shall mean any person rendering services in direct
connexion with salvage operations. Salvage operations
shall also include operations referred to in Article 2,
paragraph 1(d), (e) and (f).
If any claims set out in Article 2 are made against any
person for whose act, neglect or default the shipowner or
salvor is responsible, such person shall be entitled to
avail himself of the limitation of liability provided for
in this Convention.
In this Convention the liability of a shipowner shall
include liability in an action brought against the vessel
itself.
An insurer of liability for claims subject to limitation
in accordance with the rules of this Convention shall be
entitled to the benefits of this Convention to the same
extent as the assured himself.
The act of invoking limitation of liability shall not
constitute an admission of liability.
Article 2Claims subject to limitation
Subject to Articles 3 and 4 the following claims,
whatever the basis of liability may be, shall be subject
to limitation of liability:
- claims in respect of loss of life or personal injury
or loss of or damage to property (including damage to
harbour works, basins and waterways and aids to
navigation), occurring on board or in direct connexion
with the operation of the ship or with salvage
operations, and consequential loss resulting
therefrom;
- claims in respect of loss resulting from delay in the
carriage by sea of cargo, passengers or their
luggage;
- claims in respect of other loss resulting from
infringement of rights other than contractual rights,
occurring in direct connexion with the operation of
the ship or salvage operations;
- claims in respect of the raising, removal,
destruction or the rendering harmless of a ship which
is sunk, wrecked, stranded or abandoned, including
anything that is or has been on board such ship;
- claims in respect of the removal, destruction or the
rendering harmless of the cargo of the ship;
- claims of a person other than the person liable in
respect of measures taken in order to avert or
minimize loss for which the person liable may limit
his liability in accordance with this Convention, and
further loss caused by such measures.
Claims set out in paragraph 1 shall be subject to
limitation of liability even if brought by way of recourse
or for indemnity under a contract or otherwise. However,
claims set out under paragraph 1(d), (e) and (f) shall not
be subject to limitation of liability to the extent that
they relate to remuneration under a contract with the
person liable.
Article 3Claims excepted from limitation
The rules of this Convention shall not apply to:
claims for salvage or contribution in general
average;
claims for oil pollution damage within the meaning of the
International Convention on Civil Liability for Oil
Pollution Damage, dated 29 November 1969 or of any
amendment or Protocol thereto which is in force;
claims subject to any international convention or
national legislation governing or prohibiting limitation
of liability for nuclear damage;
claims against the shipowner of a nuclear ship for
nuclear damage;
claims by servants of the shipowner or salvor whose
duties are connected with the ship or the salvage
operations, including claims of their heirs, dependants or
other persons entitled to make such claims, if under the
law governing the contract of service between the
shipowner or salvor and such servants the shipowner or
salvor is not entitled to limit his liability in respect
of such claims, or if he is by such law only permitted to
limit his liability to an amount greater than that
provided for in Article 6.
Article 4Conduct barring limitation
A person liable shall not be entitled to limit his liability
if it is proved that the loss resulted from his personal act
or omission, committed with the intent to cause such loss, or
recklessly and with knowledge that such loss would probably
result.
Article 5Counterclaims
Where a person entitled to limitation of liability under the
rules of this Convention has a claim against the claimant
arising out of the same occurrence, their respective claims
shall be set off against each other and the provisions of this
Convention shall only apply to the balance, if any.
Chapter IILimits of Liability
Article 6The general limits
The limits of liability for claims other than those
mentioned in Article 7, arising on any distinct occasion,
shall be calculated as follows:
- in respect of claims for loss of life or personal
injury,
- 333,000 Units of Account for a ship with a
tonnage not exceeding 500 tons,
- for a ship with a tonnage in excess thereof, the
following amount in addition to that mentioned in
(i):
- for each ton from 501 to 3,000 tons, 500
Units of Account;
- for each ton from 3,001 to 30,000 tons, 333
Units of Account;
- for each ton from 30,001 to 70,000 tons, 250
Units of Account; and
- for each ton in excess of 70,000 tons, 167
Units of Account,
- in respect of any other claims,
- 167,000 Units of Account for a ship with a
tonnage not exceeding 500 tons,
- for a ship with a tonnage in excess thereof the
following amount in addition to that mentioned in
(i):
- for each ton from 501 to 30,000 tons, 167
Units of Account;
- for each ton from 30,001 to 70,000 tons, 125
Units of Account; and
- for each ton in excess of 70,000 tons, 83
Units of Account.
Where the amount calculated in accordance with paragraph
1(a) is insufficient to pay the claims mentioned therein
in full, the amount calculated in accordance with
paragraph 1(b) shall be available for payment of the
unpaid balance of claims under paragraph 1(a) and such
unpaid balance shall rank rateably with claims mentioned
under paragraph 1(b).
However, without prejudice to the right of claims for
loss of life or personal injury according to paragraph 2,
a State Party may provide in its national law that claims
in respect of damage to harbour works, basins and
waterways and aids to navigation shall have such priority
over other claims under paragraph 1(b) as is provided by
that law.
The limits of liability for any salvor not operating from
any ship or for any salvor operating solely on the ship
to, or in respect of which he is rendering salvage
services, shall be calculated according to a tonnage of
1,500 tons.
For the purpose of this Convention the ship's tonnage
shall be the gross tonnage calculated in accordance with
the tonnage measurement rules contained in Annex I of the
International Convention on Tonnage Measurement of Ships,
1969.
Article 7The limit for passenger claims
In respect of claims arising on any distinct occasion for
loss of life or personal injury to passengers of a ship,
the limit of liability of the shipowner thereof shall be
an amount of 46,666 Units of Account multiplied by the
number of passengers which the ship is authorized to carry
according to the ship's certificate, but not exceeding 25
million Units of Account.
For the purpose of this Article
claims for loss of life or personal injury to
passengers of a ship
shall mean any such claims brought by or on behalf of any
person carried in that ship:
- under a contract of passenger carriage, or
- who, with the consent of the carrier, is accompanying
a vehicle or live animals which are covered by a
contract for the carriage of goods.
Article 8Unit of Account
The Unit of Account referred to in Articles 6 and 7 is
the Special Drawing Right as defined by the International
Monetary Fund. The amounts mentioned in Articles 6 and 7
shall be converted into the national currency of the State
in which limitation is sought, according to the value of
that currency at the date the limitation fund shall have
been constituted, payment is made, or security is given
which under the law of that State is equivalent to such
payment. The value of a national currency in terms of the
Special Drawing Right, of a State Party which is a member
of the International Monetary Fund, shall be calculated in
accordance with the method of valuation applied by the
International Monetary Fund in effect at the date in
question for its operations and transactions. The value of
a national currency in terms of the Special Drawing Right,
of a State Party which is not a member of the
International Monetary Fund, shall be calculated in a
manner determined by that State Party.
Nevertheless, those States which are not members of the
International Monetary Fund and whose law does not permit
the application of the provisions of paragraph 1 may, at
the time of signature without reservation as to
ratification, acceptance or approval or at the time of
ratification, acceptance, approval or accession or at any
time thereafter, declare that the limits of liability
provided for in this Convention to be applied in their
territories shall be fixed as follows:Paragraphs 2 and 3 of Article 6 apply correspondingly to
sub-paragraphs (a) and (b) of this paragraph.
- in respect of Article 6, paragraph 1(a) at an amount
of:
- 5 million monetary units for a ship with a
tonnage not exceeding 500 tons,
- for a ship with a tonnage in excess thereof, the
following amount in addition to that mentioned in
(i):
- for each ton from 501 to 3,000 tons, 7,500
monetary units;
- for each ton from 3,001 to 30,000 tons, 5,000
monetary units;
- for each ton from 30,001 to 70,000 tons,
3,750 monetary units; and
- for each ton in excess of 70,000 tons, 2,500
monetary units; and
- in respect of Article 6, paragraph 1(b), at an amount
of:
- 2.5 million monetary units for a ship with a
tonnage not exceeding 500 tons,
- for a ship with a tonnage in excess thereof, the
following amount in addition to that mentioned in
(i):
- for each ton from 501 to 30,000 tons, 2,500
monetary units;
- for each ton from 30,001 to 70,000 tons,
1,850 monetary units; and
- for each ton in excess of 70,000 tons, 1,250
monetary units; and
- in respect of Article 7, paragraph 1, at an amount of
700,000 monetary units multiplied by the number of
passengers which the ship is authorized to carry
according to its certificate, but not exceeding 375
million monetary units.
The monetary unit referred to in paragraph 2 corresponds
to sixty-five and a half milligrammes of gold of
millesimal fineness nine hundred. The conversion of the
amounts referred to in paragraph 2 into the national
currency shall be made according to the law of the State
concerned.
The calculation mentioned in the last sentence of
paragraph 1 and the conversion mentioned in paragraph 3
shall be made in such a manner as to express in the
national currency of the State Party as far as possible
the same real value for the amounts in Articles 6 and 7 as
is expressed there in units of account. States Parties
shall communicate to the depositary the manner of
calculation pursuant to paragraph 1, or the result of the
conversion in paragraph 3, as the case may be, at the time
of the signature without reservation as to ratification,
acceptance or approval, or when depositing an instrument
referred to in Article 16 and whenever there is a change
in either.
Article 9Aggregation of claims
The limits of liability determined in accordance with
Article 6 shall apply to the aggregate of all claims which
arise on any distinct occasion:
- against the person or persons mentioned in
paragraph 2 of Article 1 and any person for whose act,
neglect or default he or they are responsible;
or
- against the shipowner of a ship rendering salvage
services from that ship and the salvor or salvors
operating from such ship and any person for whose act,
neglect or default he or they are responsible;
or
- against the salvor or salvors who are not operating
from a ship or who are operating solely on the ship
to, or in respect of which, the salvage services are
rendered and any person for whose act, neglect or
default he or they are responsible.
The limits of liability determined in accordance with
Article 7 shall apply to the aggregate of all claims
subject thereto which may arise on any distinct occasion
against the person or persons mentioned in paragraph 2 of
Article 1 in respect of the ship referred to in Article 7
and any person for whose act, neglect or default he or
they are responsible.
Article 10Limitation of liability without constitution of a limitation
fund
Limitation of liability may be invoked notwithstanding
that a limitation fund as mentioned in Article 11 has not
been constituted. However, a State Party may provide in
its national law that, where an action is brought in its
Courts to enforce a claim subject to limitation, a person
liable may only invoke the right to limit liability if a
limitation fund has been constituted in accordance with
the provisions of this Convention or is constituted when
the right to limit liability is invoked.
If limitation of liability is invoked without the
constitution of a limitation fund, the provisions of
Article 12 shall apply correspondingly.
Questions of procedure arising under the rules of this
Article shall be decided in accordance with the national
law of the State Party in which action is brought.
Chapter IIIThe Limitation Fund
Article 11Constitution of the fund
Any person alleged to be liable may constitute a fund
with the Court or other competent authority in any State
Party in which legal proceedings are instituted in respect
of claims subject to limitation. The fund shall be
constituted in the sum of such of the amounts set out in
Articles 6 and 7 as are applicable to claims for which
that person may be liable, together with interest thereon
from the date of the occurrence giving rise to the
liability until the date of the constitution of the fund.
Any fund thus constituted shall be available only for the
payment of claims in respect of which limitation of
liability can be invoked.
A fund may be constituted, either by depositing the sum,
or by producing a guarantee acceptable under the
legislation of the State Party where the fund is
constituted and considered to be adequate by the Court or
other competent authority.
A fund constituted by one of the persons mentioned in
paragraph 1(a), (b) or (c) or paragraph 2 of Article 9 or
his insurer shall be deemed constituted by all persons
mentioned in paragraph 1(a), (b) or (c) or paragraph 2,
respectively.
Article 12Distribution of the fund
Subject to the provisions of paragraphs 1, 2 and 3 of
Article 6 and of Article 7, the fund shall be distributed
among the claimants in proportion to their established
claims against the fund.
If, before the fund is distributed, the person liable, or
his insurer, has settled a claim against the fund such
person shall, up to the amount he has paid, acquire by
subrogation the rights which the person so compensated
would have enjoyed under this Convention.
The right of subrogation provided for in paragraph 2 may
also be exercised by persons other than those therein
mentioned in respect of any amount of compensation which
they may have paid, but only to the extent that such
subrogation is permitted under the applicable national
law.
Where the person liable or any other person establishes
that he may be compelled to pay, at a later date, in whole
or in part any such amount of compensation with regard to
which such person would have enjoyed a right of
subrogation pursuant to paragraphs 2 and 3 had the
compensation been paid before the fund was distributed,
the Court or other competent authority of the State where
the fund has been constituted may order that a sufficient
sum shall be provisionally set aside to enable such person
at such later date to enforce his claim against the
fund.
Article 13Bar to other actions
Where a limitation fund has been constituted in
accordance with Article 11, any person having made a claim
against the fund shall be barred from exercising any right
in respect of such claim against any other assets of a
person by or on behalf of whom the fund has been
constituted.
After a limitation fund has been constituted in
accordance with Article 11, any ship or other property,
belonging to a person on behalf of whom the fund has been
constituted, which has been arrested or attached within
the jurisdiction of a State Party for a claim which may be
raised against the fund, or any security given, may be
released by order of the Court or other competent
authority of such State. However, such release shall
always be ordered if the limitation fund has been
constituted:
- at the port where the occurrence took place, or, if
it took place out of port, at the first port of call
thereafter; or
- at the port of disembarkation in respect of claims
for loss of life or personal injury; or
- at the port of discharge in respect of damage to
cargo; or
- in the State where the arrest is made.
The rules of paragraphs 1 and 2 shall apply only if the
claimant may bring a claim against the limitation fund
before the Court administering that fund and the fund is
actually available and freely transferable in respect of
that claim.
Article 14Governing law
Subject to the provisions of this Chapter the rules relating
to the constitution and distribution of a limitation fund, and
all rules of procedure in connexion therewith, shall be
governed by the law of the State Party in which the fund is
constituted.
Chapter IVScope of Application
Article 15
This Convention shall apply whenever any person referred
to in Article 1 seeks to limit his liability before the
Court of a State Party or seeks to procure the release of
a ship or other property or the discharge of any security
given within the jurisdiction of any such State.
Nevertheless, each State Party may exclude wholly or
partially from the application of this Convention any
person referred to in Article 1 who at the time when the
rules of this Convention are invoked before the Courts of
that State does not have his habitual residence in a State
Party or does not have his principal place of business in
a State Party or any ship in relation to which the right
of limitation is invoked or whose release is sought and
which does not at the time specified above fly the flag of
a State Party.
A State Party may regulate by specific provisions of
national law the system of limitation of liability to be
applied to vessels which are:
- according to the law of that State, ships intended
for navigation on inland waterways
- ships of less than 300 tons.
A State Party which makes use of the option provided for
in this paragraph shall inform the depositary of the
limits of liability adopted in its national legislation or
of the fact that there are none.
A State Party may regulate by specific provisions of
national law the system of limitation of liability to be
applied to claims arising in cases in which interests of
persons who are nationals of other States Parties are in
no way involved.
The Courts of a State Party shall not apply this
Convention to ships constructed for, or adapted to, and
engaged in, drilling:In a case to which sub-paragraph (a) applies that State
Party shall inform the depositary accordingly.
- when that State has established under its national
legislation a higher limit of liability than that
otherwise provided for in Article 6; or
- when that State has become party to an international
convention regulating the system of liability in
respect of such ships.
This Convention shall not apply to:
- air-cushion vehicles;
- floating platforms constructed for the purpose of
exploring or exploiting the natural resources of the
sea-bed or the subsoil thereof.
Chapter VFinal Clauses
Article 16Signature, ratification and accession
This Convention shall be open for signature by all States
at the Headquarters of the Inter-Governmental Maritime
Consultative Organization (hereinafter referred to as
the Organization
) from
1 February 1977 until 31 December 1977 and shall
thereafter remain open for accession.
All States may become parties to this Convention
by:
- signature without reservation as to ratification,
acceptance or approval; or
- signature subject to ratification, acceptance or
approval followed by ratification, acceptance or
approval; or
- accession.
Ratification, acceptance, approval or accession shall be
effected by the deposit of a formal instrument to that
effect with the Secretary-General of the Organization
(hereinafter referred to as
the Secretary-General
).
Article 17Entry into force
This Convention shall enter into force on the first day
of the month following one year after the date on which
twelve States have either signed it without reservation as
to ratification, acceptance or approval or have deposited
the requisite instruments of ratification, acceptance,
approval or accession.
For a State which deposits an instrument of ratification,
acceptance, approval or accession, or signs without
reservation as to ratification, acceptance or approval, in
respect of this Convention after the requirements for
entry into force have been met but prior to the date of
entry into force, the ratification, acceptance, approval
or accession or the signature without reservation as to
ratification, acceptance or approval, shall take effect on
the date of entry into force of the Convention or on the
first day of the month following the ninetieth day after
the date of the signature or the deposit of the
instrument, whichever is the later date.
For any State which subsequently becomes a Party to this
Convention, the Convention shall enter into force on the
first day of the month following the expiration of ninety
days after the date when such State deposited its
instrument.
In respect of the relations between States which ratify,
accept, or approve this Convention or accede to it, this
Convention shall replace and abrogate the International
Convention relating to the Limitation of the Liability of
Owners of Sea-going Ships, done at Brussels on 10 October
1957, and the International Convention for the Unification
of certain Rules relating to the Limitation of Liability
of the Owners of Sea-going Vessels, signed at Brussels on
25 August 1924.
Article 18Reservations
Any State may, at the time of signature, ratification,
acceptance, approval or accession, reserve the right to
exclude the application of Article 2 paragraph 1(d) and
(e). No other reservations shall be admissible to the
substantive provisions of this Convention.
Reservations made at the time of signature are subject to
confirmation upon ratification, acceptance or
approval.
Any State which has made a reservation to this Convention
may withdraw it at any time by means of a notification
addressed to the Secretary-General. Such withdrawal shall
take effect on the date the notification is received. If
the notification states that the withdrawal of a
reservation is to take effect on a date specified therein,
and such date is later than the date the notification is
received by the Secretary-General, the withdrawal shall
take effect on such later date.
Article 19Denunciation
This Convention may be denounced by a State Party at any
time one year from the date on which the Convention
entered into force for that Party.
Denunciation shall be effected by the deposit of an
instrument with the Secretary-General.
Denunciation shall take effect on the first day of the
month following the expiration of one year after the date
of deposit of the instrument, or after such longer period
as may be specified in the instrument.
Article 20Revision and amendment
A Conference for the purpose of revising or amending this
Convention may be convened by the Organization.
The Organization shall convene a Conference of the States
Parties to this Convention for revising or amending it at
the request of not less than one-third of the
Parties.
After the date of the entry into force of an amendment to
this Convention, any instrument of ratification,
acceptance, approval or accession deposited shall be
deemed to apply to the Convention as amended, unless a
contrary intention is expressed in the instrument.
Article 21Revision of the limitation amounts and of Unit of Account or
monetary unit
Notwithstanding the provisions of Article 20, a
Conference only for the purposes of altering the amounts
specified in Articles 6 and 7 and in Article 8, paragraph
2, or of substituting either or both of the Units defined
in Article 8, paragraphs 1 and 2, by other units shall be
convened by the Organization in accordance with paragraphs
2 and 3 of this Article. An alteration of the amounts
shall be made only because of a significant change in
their real value.
The Organization shall convene such a Conference at the
request of not less than one fourth of the States
Parties.
A decision to alter the amounts or to substitute the
Units by other units of account shall be taken by a
two-thirds majority of the States Parties present and
voting in such Conference.
Any State depositing its instrument of ratification,
acceptance, approval or accession to the Convention, after
entry into force of an amendment, shall apply the
Convention as amended.
Article 22Depositary
This Convention shall be deposited with the
Secretary-General.
The Secretary-General shall:
- transmit certified true copies of this Convention to
all States which were invited to attend the Conference
on Limitation of Liability for Maritime Claims and to
any other States which accede to this
Convention;
- inform all States which have signed or acceded to
this Convention of:
- each new signature and each deposit of an
instrument and any reservation thereto together
with the date thereof;
- the date of entry into force of this Convention
or any amendment thereto;
- any denunciation of this Convention and the date
on which it takes effect;
- any amendment adopted in conformity with Articles
20 or 21;
- any communication called for by any Article of
this Convention.
Upon entry into force of this Convention, a certified
true copy thereof shall be transmitted by the
Secretary-General to the Secretariat of the United Nations
for registration and publication in accordance with
Article 102 of the Charter of the United Nations.
Article 23Languages
This Convention is established in a single original in the
English, French, Russian and Spanish languages, each text
being equally authentic.